Search Result

221 - 240 of 1554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications