Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.5 Segregation and the operation of client money accounts

COLL 4.2 Pre-sale notifications

MAR 5.6 Reporting requirements

DEPP 6.6 Financial penalties for late and incomplete submission of reports

GENPRU 2.2 Capital resources

REC 2.10 Financial crime and market abuse

COLL 4.3 Approvals and notifications

FEES 3.2 Obligation to pay fees

EG 4.12 Search and seizure powers

EG 10.4 Other relevant powers

SUP 14.2 Changes to branch details

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 4.8 Scoping discussions

LR 5.6 Reverse takeovers

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 8.3 Role of a sponsor: general

PR 2.1 General contents of prospectus

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points