Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COCON 3.1 General factors for assessing compliance

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

LR 5.4A Transfer between listing categories

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

DEPP 6.5D Serious financial hardship

GEN 5.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SYSC 19D.1 Application and purpose

REC 6.5 FCA decision on recognition

SYSC 19A.1 General application and purpose

GEN 4.3 Letter disclosure

SUP 3.10 Duties of auditors: notification and report on client assets

RCB 2.3 Determination of registration

SUP App 3.6 Freedom to provide services

PERG 1.5 What other guidance about the perimeter is available from the FCA?

REC 1.2 Purpose, status and quotations, notes or references

SUP 16.9 Appointed representatives annual report

SYSC 9.1 General rules on record-keeping

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)