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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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Similar To

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 10A.14 Changes to an FCA-approved person's details

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 6.3 Valuation and pricing

GEN 4.3 Letter disclosure

MAR 10.4 Position reporting

EG 16.2 Disapplication orders

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 3.6 Firms' cooperation with their auditors

SUP 3.4 Auditors' qualifications

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

CREDS 8.3 Approved persons

COLL 12.2 UK UCITS management companies

COLL 8.3 Investor relations

APER 1.1A Application

SUP 16.4 Annual controllers report