Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 6.3 Dissemination of information

SYSC 4.5

PERG 16.6 Exclusions

REC 4.9 Disciplinary measures

SUP 5.5 Duties of firms

EG 19.30 The Mortgage Credit Directive Order

BIPRU 4.2 The IRB approach: High level material

ICOBS 3.1 Distance marketing

SUP 15.1 Application

COLL 4.8 Notifications for UCITS master-feeder arrangements

ICOBS 2.2 Communications to clients and financial promotions

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COLL 6.13 Record keeping

CASS 1.2 General application: who? what?

REC 6A.2 Removal of passport rights from EEA market operator

CASS 6.1 Application

PR 3.1 Approval of prospectus

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 10C.15 Forms and other documents and how to submit them to the FCA