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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

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Similar To

DTR 4.2 Half-yearly financial reports

DTR 7.1 Audit committees

SUP 1A.4 Tools of supervision

PERG 4.5 Arranging regulated mortgage contracts

SYSC 5.2

DTR 1A.3 FCA may require the publication of information

SUP 15.11 Notification of COCON breaches and disciplinary action

LR 19.1 Application

SYSC 6.1 Compliance

SYSC 4.1 General requirements

LR 15.4 Continuing obligations

SUP 16.3 General provisions on reporting

SYSC 19D.3 Remuneration principles

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 8.14 Other financial promotions

SUP 10C.14 Changes to an FCA-approved person’s details

LR 14.3 Continuing obligations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 5.2 When settlement decisions may take place

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation