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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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REC 3.3 Waivers

GEN 5.1 Application and purpose

DISP 1.1A Complaints handling requirements for MiFID complaints

CASS 7.13 Segregation of client money

SYSC 4.8

MAR 10.5 Other reporting, notifications and information requirements

SUP 13.6 Changes to branches

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

CASS 5.5 Segregation and the operation of client money accounts

SUP 10C.10 Application for approval and withdrawing an application for approval

SYSC 19D.3 Remuneration principles

REC 2.15 Discipline

GEN 2.2 Interpreting the Handbook

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy