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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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REC 2.4 Suitability

GEN 5.1 Application and purpose

MAR 4.3 Support of the Takeover Panel's Functions

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 14.1 Application and purpose

SYSC 19A.1 General application and purpose

MCOB 5.4 Information on regulated mortgage contracts: general

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 3.8 Rights and duties of auditors

MCOB 4.7A Advised sales

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation