Search Result

201 - 220 of 1547 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose