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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

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Similar To

RCB 2.3 Determination of registration

SUP 8.3 Applying for a waiver

SUP 9.2 Making a request for individual guidance

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

EG 5.7 The relevance of settled cases to subsequent action

CASS 12.2 Treatment of client money

LR 4.3 Approval and publication of listing particulars

REC 2.15 Discipline

SUP 1A.1 Application and purpose

REC 3.3 Waivers

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

DISP 1.11 The Society of Lloyd's

EG 5.1 Settlement and the FCA – an overview

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

COCON 4.2 Specific guidance on senior manager conduct rules

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling