Search Result

141 - 160 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR