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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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PR App 1.1

As Published: 2005

PR App 1.1

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

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Similar To

PERG 13.1 Introduction

SYSC 7.1 Risk control

CASS 7.16 The standard methods of internal client money reconciliation

BIPRU 1.3 Applications for advanced approaches and waivers

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 13.7 The territorial application of MiFID [deleted]

SUP 18.4 Friendly Society transfers and amalgamations

FEES 6.7 Payment of levies

RCB 2.3 Determination of registration

IFPRU 4.13 Settlement risk

CASS 5.8 Safe keeping of client's documents and other assets

PERG 16.2 What types of funds and businesses are caught?

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme