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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 3.7 Providing clients with a higher level of protection

As Published: 2017

COBS 3.7 Providing clients with a higher level of protection

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application