Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

…

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

…

SYSC 5.2

As Published: 2015

SYSC 5.2

…

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COLL 6.8 Income: accounting, allocation and distribution

RCB 2.3 Determination of registration

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

SUP 15.3 General notification requirements

SUP 15.11 Notification of COCON breaches and disciplinary action

COLL 14.3 Advisory committee

COLL 8.1 Introduction

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COLL 14.1 Introduction

EG 19.35 Data Reporting Services Regulations 2017

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy