Search Result

741 - 760 of 1646 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place