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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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EG 10.4 Other relevant powers

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 10C.5 FCA governing functions: Executive

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MCOB 3A.4 Qualifying credit financial promotions

CASS 7A.2 Primary pooling events

DISP 1.10 Complaints reporting rules

PERG 2.4 Link between activities and the United Kingdom

SUP 13.1 Application and purpose

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy