Search Result

561 - 580 of 1646 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COND 1.1A Application

As Published: 2013

COND 1.1A Application

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general