Search Result

461 - 480 of 1395 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime