Search Result

401 - 420 of 1273 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure