Search Result

401 - 420 of 1556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access