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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background