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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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SYSC 4.5

As Published: 2015

SYSC 4.5

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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