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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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Similar To

COLL 6.2 Dealing

COBS 11.5 Record keeping: client orders and transactions [deleted]

COBS 9.5 Record keeping and retention periods for suitability records

COBS 12.1 Purpose and application

COLL 9.2 Section 264 recognised schemes

CREDS 2.2 General provisions

COBS 18.1 Trustee Firms

FEES 6.7 Payment of levies

PR 4.1 Use of languages

COLL 11.4 Depositaries

COLL 6.9 Independence, names and UCITS business restrictions

GEN 4.2 Purpose

PR 2.1 General contents of prospectus

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy