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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

FEES 3.1 Introduction

DISP App 1.5 Additional considerations

LR 8.3 Role of a sponsor: general

TC 2.1 Assessing and maintaining competence

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 3.3 Reports by skilled persons (section 166)

SUP 15A.1 Application and notifications under EMIR

MCOB 5.4 Information on regulated mortgage contracts: general

SUP 15.6 Inaccurate, false or misleading information

SYSC 19B.1 Application

CREDS 8.2 Reporting requirements

SUP App 2.15 Run-off plans for closed with-profits funds

SYSC 4.2 Persons who effectively direct the business

SUP 10C.8 The other local responsibility function (SMF22)

SYSC 19C.1 General application and purpose

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

LR 5.6 Reverse takeovers

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

REC 4.9 Disciplinary measures