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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS