Search Result

961 - 980 of 1632 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

As Published: 2016

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

SYSC 4.9

As Published: 2015

SYSC 4.9

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping