Search Result

941 - 960 of 1647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles