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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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