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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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PERG 14.4 Activities relating to home purchase plans

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

SUP 16.11 Product Sales Data Reporting

EG 2.9 FCA guidance and supporting materials

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COLL 11.2 Approval of a feeder UCITS

PERG 8.23 Regulated activities

PERG 10.2 General issues

IFPRU 4.15 Credit risk mitigation

MAR 9.4 Supervisory regime

PERG 11.1 Background