Search Result

901 - 920 of 1376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

As Published: 2015

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy