Search Result

681 - 700 of 1710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2018

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers