Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

…

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.5 Cases where other authorities have an interest

SUP 14.8 Further guidance

FEES App 1 Annex 1A Application Fees payable

COLL 11.5 Auditors

LR 18.2 Requirements for listing

LR 9.8 Annual financial report

BIPRU 12.6 Simplified ILAS

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

LR 19.5 Disclosures

PERG 5.3 Contracts of insurance

COLL 4.1 Introduction

EG 19.10 Enterprise Act 2002

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy