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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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