Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.4 Members of the management body and internal organisation

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 4.2 Pre-sale notifications

PERG 16.4 Acting as a depositary of an AIF

COLL 9.2 Section 264 recognised schemes

PERG 4.18 Regulated activities related to mortgages: flowchart

BIPRU 12.7 Liquid assets buffer

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 9.4 Reliance on individual guidance

SUP 3.10 Duties of auditors: notification and report on client assets

MAR 10.3 Position management controls

PR 2.1 General contents of prospectus

REC 2A.1 Introduction

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation