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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 12.1 Application

GENPRU 3.2 Third-country groups

REC 3.20 Disciplinary action relating to members

PERG 5.11 Other aspects of exclusions

LR 6.6 Control of the business

DTR 5.5 Acquisition or disposal by issuer of shares

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

CASS 1A.3 Responsibility for CASS operational oversight

DTR 2.6 Control of inside information

CASS 1.4 Application: particular activities

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 12.4 Investment recommendations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy