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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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