Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 1A.2 CASS firm classification

CASS 7.17 Statutory trust

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 5.2 The FCA’s power

MAR 10.4 Position reporting

SUP 3.4 Auditors' qualifications

SUP 5.3 Policy on the use of skilled persons

EG 2.9 FCA guidance and supporting materials

REC 6.8 Powers to supervise

CASS 7.15 Records, accounts and reconciliations

DISP App 3.11 Obligation to write letters to certain rejected complainants

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

BIPRU 3.7 Classification of off-balance-sheet items

ICOBS 4.3 Remuneration disclosure

REC 6.6 Supervision

DISP 2.1 Purpose, interpretation and application

SYSC 20.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 3.10 Duties of auditors: notification and report on client assets