Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 1.4 General guidance to be found in PERG

EG 19.13 The Consumer Protection Co-operation Regulation26

SUP 1A.1 Application and purpose

DISP 1.3 Complaints handling rules

MCOB 4.4A Initial disclosure requirements

LR 1.3 Information gathering and publication

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

COLL 7.6 Schemes of arrangement

BIPRU 7.2 Interest rate PRR

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

REC 3.4 Members of the management body and internal organisation

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation