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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings