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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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