Search Result

381 - 400 of 1645 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction