Search Result

341 - 360 of 1578 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

DTR 3.1

As Published: 2005

DTR 3.1

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014