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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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