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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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Similar To

CASS 11.10 Payments to creditors

CASS 7A.3 Secondary pooling events

CASS 11.9 Segregation and the operation of client money accounts

PERG 7.3 Does the activity require authorisation?

EG 19.6 Regulated Activities Order 2001 (RAO)

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 4.11 Approach to interviews and interview procedures

SYSC 10.1 Application

EG 7.2 Alternatives to sanctions

COLL 2.1 Authorised fund applications

LR 8.6 Criteria for approval as a sponsor

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

ICOBS 3.2 E-Commerce

FIT 1.1 Application and purpose

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

FEES 3.2 Obligation to pay fees

COBS 5.1 The distance marketing disclosure rules

SYSC 3.2 Areas covered by systems and controls

EG 2.1 Case selection and the use of enforcement powers