Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

GEN 5.1 Application and purpose

PERG 4.4 What is a regulated mortgage contract?

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PR 4.1 Use of languages

SYSC 22.9 Records

SUP 11.2 Purpose

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 3.1 Application

PERG 4.1 Application and purpose

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

GEN 6.1 Payment of financial penalties

EG 19.20 Payment Services Regulations 2017

PERG 5.2 Introduction

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

RCB 3.6 Fees and other matters

MAR 5.3A Systems and controls for algorithmic trading