Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 1.2 Purpose

EG 9.1 Introduction

PERG 12.1 Background

PERG 16.7 By way of business

FEES App 1 Annex 2 Further information on fees

PERG 12.4 Application of EU Directives

TC App 3.1 Circumstances in which TC does not apply

EG 19.6 Regulated Activities Order 2001 (RAO)

PERG 17.1 Introduction

PERG 8.18 Financial promotions concerning the Lloyd’s market

MAR 8.3 Requirements for benchmark administrators [deleted]

PERG 17.2 The basic elements of debt counselling

PERG 11.1 Background

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 1A.3 FCA may require the publication of information

REC 2A.2 Method of satisfying the RAP recognition requirements

MAR 5.1 Application

PERG 16.4 Acting as a depositary of an AIF

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)