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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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COND 1.1A Application

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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CASS 5.8 Safe keeping of client's documents and other assets

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 12.2 FCA cautions

SYSC 4.2 Persons who effectively direct the business

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

GEN 6.1 Payment of financial penalties

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

SUP 10A.8 Systems and controls functions

COLL 5.4 Stock lending

LR 8.5 Responsibilities of listed companies