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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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PR App 1.1

As Published: 2005

PR App 1.1

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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PR App 3.1

As Published: 2005

PR App 3.1

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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