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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SYSC 4.8

As Published: 2015

SYSC 4.8

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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