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1381 - 1400 of 1440 items.
As Published: 2017
MAR 9.2 Authorisation and verification
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As Published: 2005
FEES 6.1 Application
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As Published: 2006
DTR 1A.1 Application and purpose (Transparency rules)
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As Published: 2004
REC 2.11 Custody
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As Published: 2004
PRIN 3.4 General
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As Published: 2014
CASS 11.10 Payments to creditors
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As Published: 2010
COLL 1.2 Types of authorised fund
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As Published: 2006
PERG 14.2 General issues
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As Published: 2010
CASS 9.2 Prime broker's daily report to clients
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As Published: 2007
PERG 8.33 Introducing
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As Published: 2017
MAR 10.3 Position management controls
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As Published: 2006
MIPRU 4.1 Application and purpose
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As Published: 2006
GENPRU 1.3 Valuation
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As Published: 2001
SUP 4.2 Purpose
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As Published: 2007
SYSC 13.7 Processes and systems
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As Published: 2011
COLL 6.13 Record keeping
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As Published: 2007
FEES 6.2 Exemption
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As Published: 2005
SUP 13A.1 Application and purpose
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As Published: 2018
PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
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As Published: 2011
PERG 8.7 Engage in investment activity
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